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|  | Settlement Instructions with Current and Historical Status - Search Screen Context of Usage This screen contains a number of search fields. By inputting the relevant data, you can search for settlement instructions. You can use this screen either in 2-eyes or in 4-eyes mode. Screen Access ❙ Securities >> Settlement >> Settlement Instructions Field Description
Settlement Instruction Search
General Criteria
Actor Reference | Enter the identification of the instruction assigned by a T2S actor. The settlement instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC. Required format is: max. 35 characters (SWIFT-x)
T2S Reference | Enter the instruction identification code assigned by T2S. Required format is: max. 35 characters (SWIFT-x)
Securities Account Owner Reference | Enter the identification of the transaction assigned by the party owning or managing the account. Required format is: max. 35 characters (SWIFT-x)
Securities Account Servicer Reference | Enter the reference of an instruction as assigned by the CSD. Required format is: max. 35 characters (SWIFT-x)
Third Party Reference | Enter the reference of the instruction assigned by a third party. Required format is: max. 35 characters (SWIFT-x)
Party BIC | Enter the BIC of the instructing party of the referenced instruction or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x)
Parent BIC | Enter the parent BIC of the instructing party of the referenced instruction. Required format is: max. 11 characters (SWIFT-x)
ISIN | Enter the ISIN of the settlement instruction. Required format is: max. 12 characters (SWIFT-x)
Securities Account Number | Enter the technical identifier of the securities account. Required format is: max. 35 characters (SWIFT-x)
Securities Account Owner | Enter the BIC of the owner of the securities account. Required format is: 11 characters (SWIFT-x)
T2S Dedicated Cash Account Number | Enter the number of the T2S dedicated cash account. Required format is: max. 35 characters (SWIFT-x)
Multiple Value Criteria
Country of Issuance | Select the the country where the security was issued.
Securities Movement Type | Select the securities movement type code from one of the possible values: ❙ DELI ❙ RECE
Payment Type Code | Select the payment type code from one of the possible values: ❙ APTM ❙ FREE
Securities Transaction Type | Enter the securities transaction type expressed as an ISO 20022 code. Required format is: 4 characters (SWIFT-x)
Debit Credit Indicator | Select the credit/debit code from one of the possible values: ❙ Credit ❙ Debit Required format is: 4 characters (SWIFT-x)
Cum/Ex Indicator | Select the cum/ex indicator from one of the possible values: ❙ CUM ❙ EX Required format is: 4 characters (SWIFT-x)
Opt/Out Settlement Transaction Condition Indicator | Select the opt/out settlement transaction condition indicator from one of the possible values: ❙ Yes ❙ No
Settlement Currency | Select the eligible currencies for settlement in T2S from the drop-down menu.
Other Criteria
Issuer CSD | Enter the BIC of the CSD which issued and distributed the securities on behalf of the issuer. Required format is: 11 characters (SWIFT-x)
Priority | Select the priority from one of the possible values: ❙ All ❙ Normal ❙ High ❙ Top ❙ Reserved
Party BIC | Select the delivering CSD from the drop-down menu.
Receiving CSD | Select the receiving CSD from the drop-down menu.
Partial Settlement Indicator | Select the partial settlement indicator from one of the possible values: ❙ Partial not allowed ❙ Partial settlement cash ❙ Partial settlement quantity threshold allowed ❙ Partial allowed
Range Criteria
Trade date - from | Enter the lower bound of the search range for the date from which the trade date is valid or use the calendar icon. Required format is YYYY-MM-DD
Trade date - to | Enter the upper bound of the search range for the date from which the trade date is valid or use the calendar icon. Required format is YYYY-MM-DD
Quantity/Nominal - from | Enter the search range for the quantity nominal securities or use the calendar icon. Required format is: max. 18 digit(s) incl. Comma (max. 18 digits before comma, max. 17 digits after comma)
Quantity/Nominal - to | Enter the search range for the quantity nominal securities or use the calendar icon. Required format is: max. 18 digit(s) incl. Comma (max. 18 digits before comma, max. 17 digits after comma)
Intended Settlement Date – from | Enter the lower bound of the search range for the date from which the intended settlement date is valid or use the calendar icon. Required format is: YYYY-MM-DD
Intended Settlement Date - to | Enter the upper bound of the search range for the date from which the intended settlement date is valid or use the calendar icon. Required format is: YYYY-MM-DD
Actual Settlement Date - from | Enter the lower bound of the search range for the date from which the actual settlement date is valid or use the calendar icon. Required format is: YYYY-MM-DD
Actual Settlement Date - to | Enter the upper bound of the search range for the date from which the actual settlement date is valid or use the calendar icon. Required format is: YYYY-MM-DD
Settlement Type | Select the settlement type from one of the possible values: ❙ Units ❙ Face Amount
Settlement Amount - from | Enter the search range for the settlement amount. Required format is max. 18 digit(s) incl. comma (max. 18 digits before comma, max. 5 digits after comma)
Settlement Amount - to | Enter the search range for the settlement amount. Required format is max. 18 digit(s) incl. comma (max. 18 digits before comma, max. 5 digits after comma)
Status Criteria
Settlement Status – Status Value | Select the settlement status from one of the possible values: ❙ Unsettled ❙ Settled ❙ Partially settled
Settlement Status – Date - from | Enter the lower bound of the search range for the date from which the settlement status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Settlement Status – Date - to | Enter the upper bound of the search range for the date to which the settlement status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Matching Status – Status Value | Select the match status from one of the possible values: ❙ Unmatched ❙ Matched
Matching Status – Date - from | Enter the lower bound of the search range for the date from which the match status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Matching Status – Date - to | Enter the upper bound of the search range for the date to which the match status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Cancellation Status – Status Value | Select the cancellation status from one of the possible values: ❙ Not cancelled ❙ Cancelled
Cancellation Status – Date – from | Enter the lower bound of the search range for the date from which the cancellation status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Cancellation Status – Date - to | Enter the upper bound of the search range for the date to which the cancellation status is valid or use the calendar icon. Required format is: YYYY-MM-DD
CSD Hold Status – Status value | Select the CSD hold status from one of the possible values: ❙ On hold ❙ Released
CSD Hold Status – Date – from | Enter the lower bound of the search range for the date from which the CSD hold status is valid or use the calendar icon. Required format is: YYYY-MM-DD
CSD Hold Status – Date – to | Enter the upper bound of the search range for the date to which the CSD hold status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Party Hold Status – Status value | Select the party hold status from one of the possible values: ❙ On hold ❙ Released
Party Hold Status | Enter the lower bound of the search range for the date from which the party hold status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Party Hold Status | Enter the upper bound of the search range for the date to which the party hold status is valid or use the calendar icon. Required format is: YYYY-MM-DD
CSD Validation Status – Status value | Select the CSD validation status from one of the possible values: ❙ On hold ❙ Released
CSD Validation Status – Status value | Enter the lower bound of the search range for the date from which the CSD validation status is valid or use the calendar icon. Required format is: YYYY-MM-DD
CSD Validation Status – Status value | Enter the upper bound of the search range for the date to which the CSD validation status is valid or use the calendar icon. Required format is: YYYY-MM-DD
CoSD Hold Status – Status value | Select the CoSD hold status from one of the possible values: ❙ On hold ❙ Released
CoSD Hold Status | Enter the lower bound of the search range for the date from which the CoSD hold status is valid or use the calendar icon. Required format is: YYYY-MM-DD
CoSD Hold Status | Enter the upper bound of the search range for the date to which the CoSD hold status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Approval Status – Status value | Select the approval status from one of the possible values: ❙ Awaiting approval ❙ Approved ❙ Revoked
Approval Status | Enter the lower bound of the search range for the date from which the approval status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Approval Status | Enter the upper bound of the search range for the date to which the approval status is valid or use the calendar icon. Required format is: YYYY-MM-DD
Buttons
Search | This function enables you to start a search according to the criteria entered. The results are displayed in a list on the next screen. If the search retrieves a single record, the details screen is displayed directly. Next screens: ❙ Settlement instructions - list screen ❙ Settlement instructions - details screen
Reset | This function enables you to set default search criteria and blanks out all optional criteria. Next screen: ❙ Settlement instructions with current and historical status – search screen
New | This function enables you to create a new settlement instruction. Next screen: ❙ Settlement instruction - new screen