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|  | Securities Restriction Detail - Search/List Screen Context of Usage This screen contains a number of search fields. By inputting the relevant data, you can search for securities restrictions (earmarking, reservation or blocking). The search results will be displayed in a list, which is sorted by the values of the “Securities Account Number” column in ascending order (default setting). After selecting one entry, you can proceed further by clicking on the buttons below. Screen Access ❙ Securities >> Securities Account >> Securities Restrictions Field Description
Securities Restriction Detail – Search Criteria
Party BIC | Select the BIC of the party from the drop-down menu.
Parent BIC | Select the parent BIC from the drop-down menu.
Securities Account Number | Select the securities account number from the drop-down menu. This field is filled in, if there is only one possible account.
ISIN | Enter the ISIN of the security. Required format is: max. 12 characters (SWIFT-x)
Restriction Type | Select the identification of the restriction type from the drop-down menu.
Date | Enter the date of the restricted securities position or use the calendar icon. Required format is: YYYY-MM-DD
Restriction Reference | Enter the restriction reference. Required format is: max. 35 characters (SWIFT-x)
Nil securities position included | Select whether you want to include securities position without any securities.
Securities Restriction Detail – List
Securities Account Number | Shows the securities account number.
ISIN | Shows the ISIN of the security.
Restriction Type | Shows the restriction type of the securities position.
Date | Shows the date of the balance or the closest previous date. Displayed format is: YYYY-MM-DD
Restriction Reference | Shows the restriction reference.
Positions – Settlement Type | Shows the type of the securities position quantity from one of the possible values: ❙ U (for unit) ❙ F (for face amount)
Positions - Currency | Shows the issuance currency of the security.
Positions - Remaining | Shows the remaining quantity of the securities restriction.
Positions - Used | Shows the utilised quantity of the securities restriction.
Positions - To be Pre-Empted | Shows the pre-empted quantity of the securities restriction.
Buttons
Search | This function enables you to start a search according to the criteria entered. The results are displayed in a list on the same screen. Next screen: ❙ Securities restriction detail – search/list screen
Reset | This function enables you to set default search criteria and blanks out all optional criteria. Next screen: ❙ Securities restriction detail – search/list screen