Demo User Guide_2012 | Table of Contents | Home

|  | Securities Accounts - Search/List Screen Context of Usage This screen contains a number of search fields. By inputting the relevant data, you can search for securities accounts. The search results will be displayed in a list, which is sorted by the values of the “Securities Account Number” column in ascending order (default setting). After selecting one entry, you can proceed further by clicking on the buttons below. This screen is not available for NCB and payment bank users. You can use this screen either in 2-eyes or in 4-eyes mode. Screen Access ❙ Static Data >> Securities Accounts >> Securities Accounts ❙ Static Data >> Parties >> Parties >> Parties - search/list screen >> Click on the search and/or details button >> Party - details screen >> Click on the securities account button Field Description
Securities Accounts – Search Criteria
Status | Select the deletion status of the securities account from one of the possible values: ❙ All ❙ Active (default value) ❙ Deleted
Securities Account Number | Enter the account number of the securities account. Required format is: Integer
Type | Select the type of the securities account from one of the possible values: ❙ All (default value) ❙ CSD mirror account ❙ CSD participant account ❙ Inter-CSD account ❙ T2S technical offset account ❙ CSD omnibus account ❙ Issuance account
Opening Date - from | Enter the lower bound of the search range for the opening date of the securities account or use the calendar icon. Required format is: YYYY-MM-DD
Opening Date - to | Enter the upper bound of the search range for the opening date of the securities account or use the calendar icon. Required format is: YYYY-MM-DD
Closing Date - from | Enter the lower bound of the search range for the closing date of the securities account or use the calendar icon. Required format is: YYYY-MM-DD
Closing Date - to | Enter the upper bound of the search range for the closing date of the securities account or use the calendar icon. Required format is: YYYY-MM-DD
Hold/Release | Select the hold/release status from one of the possible values: ❙ All (default value) ❙ Hold ❙ Release
Negative Position | Select whether the securities account can hold a negative position from one of the possible values: ❙ All (default value) ❙ Yes ❙ No
End Investor Account Flag | Select the account flag of the end investor from the drop-down menu. The default value is “All”.
Account Holder
Parent BIC | Enter the parent BIC of the party owning the account. Required format is: max. 11 characters (SWIFT-x)
Party BIC | Enter the BIC of the party owning the account or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x)
Party Type* | Select the type of the account holder from one of the possible values: ❙ All (default value) ❙ CSD ❙ CSD participant ❙ External CSD
Securities Accounts - List
Status | Shows the deletion status of the securities account from one of the possible values: ❙ Active ❙ Deleted If the deletion status is set to "Active", the selected securities account cannot be restored. If the deletion status is set to “Deleted", the selected securities account cannot be deleted or edited and the revisions cannot be shown.
Securities Account Number | Shows the number of the securities account.
Securities Account Type | Shows the type of the securities account from one of the possible values: ❙ CSD mirror account ❙ CSD participant account ❙ Inter-CSD account ❙ T2S technical offset account ❙ CSD omnibus account ❙ Issuance account
Opening Date | Shows the date from which the securities account is open. Displayed format is: YYYY-MM-DD
Closing Date | Shows the date from which the securities account is closed. Displayed format is: YYYY-MM-DD
Hold/Release | Shows the hold/release status from one of the possible values: ❙ Hold ❙ Release
Negative Position | Shows if the securities account can hold a negative position from one of the possible values: ❙ Yes ❙ No
End Investor Account Flag | Shows the option which has been set for account allocations charges.
Account Holder - Parent BIC | Shows the parent BIC of the party owning the account.
Account Holder - Party BIC | Shows the BIC of the party owning the account.
Account Holder - Party Short Name | Shows the short name of the party owning the account.
Account Holder - Party Type | Shows the type of the party owning the account from one of the possible values: ❙ CSD ❙ CSD participant ❙ External CSD
Buttons
Search | This function enables you to start a search according to the criteria entered. The results are displayed in a list on the same screen. If the search retrieves a single record, the details screen is displayed directly. Next screens: ❙ Securities accounts – search/list screen ❙ Securities account – details screen
Reset | This function enables you to set default search criteria and blanks out all optional criteria. Next screen: ❙ Securities accounts – search/list screen
New | This function enables you to create a new securities account. Next screen: ❙ Securities account – new screen
Details | This function enables you to display the details of the selected securities account. Next screen: ❙ Securities account – details screen If the deletion status of the selected securities account is already set to “Deleted“, this function is not available.
Edit | This function enables you to edit the details of the selected securities account. Next screen: ❙ Securities account – edit screen If the deletion status of the selected securities account is already set to “Deleted“ or the “Valid to” date is earlier than the current date, this function is not available.
Restore | This function enables you to restore a previously deleted securities account. Next screen: ❙ Securities accounts – search/list screen If the deletion status of the selected securities account is already set to “Active“, this function is not available.
Revisions | This function enables you to display the revisions of the selected securities account. Next screen: ❙ Revisions/audit trail – list screen
Account Links | This function enables you to display the CMB securities accounts links related to the securities account. Next screen: ❙ CMB securities accounts links – search/list screen
Delete | This function enables you to delete the selected securities account, after explicit confirmation. Next screen: ❙ Securities accounts – search/list screen If the deletion status of the selected securities account is already set to “Deleted“ or the “Valid to” date is later than the current date, this function is not available.