Demo User Guide_2012 | Table of Contents | Home

|  | Settlement Instruction - New Screen Context of Usage This screen contains a number of fields regarding settlement instructions. You can enter new data. Afterwards you can proceed by clicking on the buttons below. You can use this screen in either 2-eyes or in 4-eyes mode. Screen Access ❙ Securities >> Settlement >> Settlement Instruction >> Settlement instruction with current historical status – search screen >> Click on the new button ❙ Securities >> Settlement >> Settlement Instructions Allegements >> Allegement instructions - search screen >> Click on the search and/or details button >> Allegement instruction – details screen >> Click on the new settlement instruction button ❙ Securities >> Settlement >> Settlement Instruction >> Settlement instruction with current historical status – search screen >> Click on the search and copy button Field Description
General Information
Securities Movement Type Code | Select if the movement on a securities account results from a deliver or a receive instruction from one of the possible values: ❙ DELI (for deliver instruction) ❙ RECE (for receive instruction)
ISIN* | Enter the ISIN of the security. Required format: max. 35 characters (SWIFT-x)
ISIN Description | Shows description of the selected ISIN.
Securities Account Number* | Select the number of the securities account from the drop-down menu.
Settlement Quantity | Enter the quantity stated in the settlement instruction. Required format: max. 35 characters (SWIFT-x)
Settlement Type | Shows the settlement type from one of the possible values: ❙ Units ❙ Nominal
Payment Type Code* | Select how the transaction is to be settled from one of the possible values: ❙ APMT (for against payment) ❙ FREE (for free of payment)
Debit Credit Indicator | Select the relevant value when the original settlement amount has a value from one of the possible values: ❙ CRDT ❙ DBIT
T2S Dedicated Cash Account Number | Select the cash account from the drop-down menu.
Counterpart Dedicated Cash Account Number | Select the cash account of the counterpart from the drop-down menu.
Settlement Amount | Enter the amount stated in the LCMM instruction. Required format is: max. 12 digits incl. comma
Party Hold Status* | Select the hold status as set by the T2S party from one of the possible values: ❙ Yes ❙ No
CSD Hold Status* | Select the hold status as set by the CSD from one of the possible values: ❙ Yes ❙ No
Partial Settlement Indicator | Select the partial settlement indicator of the transaction from one of the possible values: ❙ Yes ❙ No
Transaction Identification* | Enter an identification to unambiguously identify the instruction. Required format: max. 35 characters (SWIFT-x)
Instructing Party BIC | Enter the BIC of the instructing party. Required format: max. 35 characters (SWIFT-x)
Instructing Party Parent BIC | Enter the parent BIC of the instructing party. Required format: max. 35 characters (SWIFT-x)
Intended Settlement Date* | Enter the date from which the instruction becomes eligible to be submitted to settlement. Required format is: YYYY-MM-DD
Trade Date* | Enter the date when the contract was made. Required format is: YYYY-MM-DD
Externally Matched* | Select if the referenced settlement instruction was already matched or not when it arrived to T2S from one of the possible values: ❙ Yes ❙ No
Receiving Depository BIC | Enter the BIC of the receiving depository or search via the magnifier icon. Required format: max. 35 characters (SWIFT-x)
Receiving CSD Participant
Party BIC | Enter the BIC of the receiving CSD participant or search via the magnifier icon. Required format is: max. 35 characters (SWIFT-x)
Securities Account | Enter the securities account of the receiving CSD participant. Required format is: max. 35 characters (SWIFT-x)
Processing Identification | Enter the reference of the instruction assigned by the receiving CSD participant. Required format is: max. 18 digits
Client of Receiving CSD Participant
Identification – Party BIC | Enter BIC of the client of the receiving CSD participant or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x)
Name and Adress – Name | Enter the name of client the receiving CSD participant. Required format is: max. 350 characters (SWIFT-x)
Proprietary Identification - Identification | Enter the proprietary information, often a code, of the client the receiving CSD participant. Required format is: max. 35 characters (SWIFT-x).
Proprietary Identification – Issuer | Enter the issuer identification of the client of the receiving CSD participant. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Schema Name | Enter a short textual description of the scheme of the client of the receiving CSD participant. Required format is: max. 35 characters (SWIFT-x)
Securities Account | Enter the securities account of the client of the receiving CSD participant. Required format is: max. 35 characters (SWIFT-x)
Delivering Depository BIC | Enter the BIC of the delivering depository or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x)
Delivering CSD Participant
Party BIC | Enter the party BIC of the delivering CSD participant or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x)
Securities Account | Enter the securities account of the delivering CSD participant. Required format is: max. 35 characters (SWIFT-x)
Processing Identification | Enter the reference of the instruction assigned by the delivering CSD participant. Required format is: max. 18 digits
Client of Delivering CSD Participant
Identification – Party BIC | Enter BIC of the client of the receiving CSD participant or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x)
Name and Address – Name | Enter the name of client the receiving CSD participant. Required format is: max. 350 characters (SWIFT-x)
Proprietary Identification - Identification | Enter the proprietary information, often a code, of the client of the delivering CSD participant. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Issuer | Enter the issuer identification of the client of the delivering CSD participant. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Schema Name | Enter a short textual description of the scheme of the client of the delivering CSD participant. Required format is: max. 35 characters (SWIFT-x)
Securities Account | Enter the securities account of the client of the delivering CSD participant. Required format is: max. 35 characters (SWIFT-x)
Detailed Information
Priority* | Select the level of priority level from one of the possible values: ❙ Normal ❙ High ❙ Top ❙ Reserved
Allowed Modification Flag* | Select whether the modification of the instruction by CSD participants is disallowed from one of the possible values: ❙ Yes ❙ No This field is only available for CSD, CCP, trading platforms and stock exchange users.
Corporate Action Event Identification | Enter the identification of the corporate action event. Required format is: max. 35 characters (SWIFT-x)
Common Reference | Enter the reference when the settlement instruction is already matched or in order to facilitate the matching within T2S. Required format is: max. 35 characters (SWIFT-x)
Repo Reference | Enter the identification of a collateral transaction. Required format is: max. 35 characters (SWIFT-x)
Securities Transaction Type | Select the securities transaction type of the instruction.
CUM/Ex Indicator | Select the cum/ex indicator from the drop-down menu.
Opt-out Settlement Transaction Condition Indicator | Select the code cum or ex coupon from one of the possible values: ❙ Yes ❙ No
Link
Link Type | Select a link processing position from one of the possible values: ❙ After ❙ Before ❙ With
T2S Reference | Enter the T2S reference of the instruction referenced in the link. Required format is: max. 35 characters The linked instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC. Required format: max. 35 characters (SWIFT-x)
Actor Reference | Enter the reference assigned by the T2S actor to the referenced instruction in the link. The linked instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC. Required format: max. 35 characters (SWIFT-x)
Instructing Party BIC | Enter the BIC of the instructing party of the referenced instruction in the link or search via the magnifier icon. Required format is: max. 11 characters (SWIFT-x) The linked instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC.
Link - List
Link Type | Shows a link processing position from one of the possible values: ❙ After ❙ Before ❙ With
Instructing Party BIC | Shows the BIC of the instructing party of the referenced Instruction in the link. The linked instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC.
Actor Reference | Shows the reference assigned by the T2S actor to the referenced instruction in the link. The linked instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC.
T2S Reference | Shows the T2S reference of the instruction referenced in the link. The linked instruction can be identified by the T2S reference or the combination of the actor reference and the instructing party BIC.
Pool Instruction Reference | Enter the pool identifier. Required format is: max. 35 characters (SWIFT-x)
Pool Instruction Counter | Enter the number of linked instructions included in the pool. Required format: max. 35 characters (SWIFT-x)
Use of Restriction
Cash Subbalance Type | Select the code defined by the CSD or the NCB to identify the restriction on cash from the drop-down menu.
Securities Subbalance Type | Select the code defined by the CSD or the NCB to identify the restriction on securities from the drop-down menu.
Use of Restriction - List
Restriction Reference | Shows the identification of the restriction.
Restriction Processing Type | Shows the description of the restriction.
Restriction Type Code | Shows the code of the restriction type and the impacted sub-balance.
Securities Account | Shows the number of the securities account.
Quantity / Amount | Shows the quantity or amount of the restriction.
Restriction Type | Select the code of the restriction type from the drop-down menu.
Restriction Reference | Enter the identification of the restriction. Required format: max. 35 characters (SWIFT-x)
Additional Receiving Parties
Receiving Party 3,4,5
Identification – Party BIC | Enter the BIC of the client of the receiving CSD participant. Required format is: max. 11 characters (SWIFT-x)
Name and Address – Name | Enter the name of the party. Required format is: max. 350 characters (SWIFT-x)
Proprietary Identification - Identification | Enter the proprietary information, often a code, issued by the data source scheme issuer. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Issuer | Enter the entity that assigns the identification. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Schema Name | Enter the short textual description of the scheme. Required format is: max. 35 characters (SWIFT-x)
Additional Delivering Parties
Delivering Party 3,4,5
Identification – Party BIC | Enter the BIC of the client of the delivering CSD participant. Required format is: max. 11 characters (SWIFT-x)
Name and Address – Name | Enter the name of the party. Required format is: max. 350 characters (SWIFT-x)
Proprietary Identification - Identification | Enter the proprietary information, often a code, issued by the data source scheme issuer. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Issuer | Enter the entity that assigns the identification. Required format is: max. 35 characters (SWIFT-x)
Proprietary Identification – Schema Name | Enter the short textual description of the scheme. Required format is: max. 35 characters (SWIFT-x)
Other Information
Deal Price
Value Amount | Enter the value of the amount of the deal price. Required format: max. 12 digits incl. comma
Value Currency | Enter the currency of the amount of the deal price. Required format: max. 3 characters (SWIFT-x)
Value Rate | Enter the price expressed as a rate. Required format: 12 digits incl. comma
Value Type | Enter the type of value in which the price is expressed. Required format: max. 4 characters (SWIFT-x)
Yielded | Select if the price is expressed as a yield from one of the possible values: ❙ Yes ❙ No
Foreign Exchange
Exchange Rate | Enter the factor used for the conversion of an amount from one currency into another. This reflects the price at which one currency was bought with another currency. Required format: max. 12 digits incl. comma
Quoted Currency | Enter the currency into which the base currency is converted, in a currency exchange. Required format: max. 3 characters (SWIFT-x)
Resulting Amount | Enter the counter value of a foreign exchange conversion. Required format: max. 12 digits incl. comma
Resulting Amount Currency | Enter the currency of the counter value of a foreign exchange conversion. Required format: max. 3 characters (SWIFT-x)
Unit Currency | Enter the currency into which the base currency is converted, in a currency exchange for unit. Required format: max. 12 digits incl. comma
Market Type
Code | Enter the ISO 20022 code to indicate the market or the client side. Required format: max. 4 characters (SWIFT-x)
Issuer Name | Enter the entity that assigns the identification. Required format: max. 35 characters (SWIFT-x)
Proprietary Identification | Enter the identification assigned by an institution. Required format: max. 4 characters (SWIFT-x)
Schema Name | Enter the name of the identification scheme. Required format: max. 35 characters (SWIFT-x)
Other
Number of Days Accrued | Enter the number of days on which the interest rate accrues (daily accrual note). Required format: max. 12 digits incl. comma
Original Ordered Amount | Enter the original ordered amount Required format: max. 12 digits incl. comma
Original Ordered Currency | Enter the currency of the original ordered amount. Required format: max. 3 characters (SWIFT-x)
Place of Trade Description | Enter the market in which a trade transaction has been executed. Required format: max. 140 characters (SWIFT-x)
Place of Trade Identifier | Enter the market in which a trade transaction has been executed. Required format: max. 4 characters (SWIFT-x)
Additional Information
Additional Information - List
Path | Shows the path of the settlement instruction.
Value | Shows the value of the additional information.
Level 1 | Select the first level of the path of the xml message from the drop-down menu.
Level 2 | Select the second level of the path of the xml message from the drop-down menu. The field is updated automatically based on your selection in the “Level 1” field.
Level 3 | Select the third level of the path of the xml message from the drop-down menu. The field is updated automatically based on your selection in the “Level 2” field.
Level 4 | Select the fourth level of the path of the xml message from the drop-down menu. The field is updated automatically based on your selection in the “Level 3” field.
Level 5 | Select the fifth level of the path of the xml message from the drop-down menu. The field is updated automatically based on your selection in the “Level 4” field.
Level 6 | Select the sixth level of the path of the xml message from the drop-down menu. The field is updated automatically based on your selection in the “Level 5” field.
Value | Enter the value of the additional information Required format is: max. 35 letters (depending on the selected level) The field “Value” will be maintainable if you reach the final level tag. This depends on your selection on level 1 to 6.
Buttons
Submit | This function enables you to create a new settlement instruction. Next screen: ❙ Settlement instructions with current and historical status - search screen
Cancel | This function enables you to cancel the process and return to the previous screen. Next screen: ❙ Settlement instructions with current and historical status - search screen
Reset | This function enables you to set all fields to default value and blanks out all optional fields. Next screen: ❙ Settlement instruction - new screen